Cross Border Services

Licenses and Regulations

Cross Border Services: Links to all relevant EEA regulators where the Company is passported to provide Cross-Border investment services.

COUNTRY REGULATOR LINK OF CROSS-BORDER REGISTRATION
Austria Austria Finanzmarktaufsicht (FMA) More
Bulgaria Bulgaria Комисията за финансов надзор (КФН - Bulgarian FSC) More
Croatia Croatia Hrvatska agencija za nadzor financijskih usluga (HANFA) More
Czech Republic Czech Republic Česká Národní Banka (CNB) (Czech National Bank) More
Denmark Denmark Finanstilsynet (DFSA) (Danish Financial Supervisory Authority) More
Estonia Estonia Finantsinspektsioon (FSAEE) More
Finland Finland Finanssivalonta (FIN-FSA) (Financial Supervisory Authority of Finland) More
France France Autorité des Marchés Financiers (AMF)
OR
The Financial Firms Register (REGAFI)
More
Germany Germany Bundesanstalt fur Finanzdienstleistungsaufsicht (BaFin) (Federal Financial Supervisory Authority) More
Greece Greece Hellenic Capital Market Commission (HCMC) More
Hungary Hungary Magyar Nemzeti Bank (MNB) (Central Bank of Hungary) More
Iceland Iceland Fjármálaeftirlitid (FME) More
Ireland Ireland Central Bank of Ireland (CBI) More
Italy Italy Commissione Nazionale per le Societa e la Borsa (CONSOB) (National Commission for Companies and the Stock Exchange) More
Latvia Latvia Finanšu un kapitāla tirgus komisija (FKTK) More
Liechtenstein Liechtenstein Finanzmarktaufsicht Liechtenstein (FMA) More
Lithuania Lithuania Lietuvos Bankas Eurosistema More
Luxembourg Luxembourg Commission de Surveillance du Secteur Financier (CSSF) More
Malta Malta Malta Financial Services Authority (MFSA) More
Netherlands Netherlands De Autoriteit Financiële Markten (AFM) More
Norway Norway Finanstilsynet (NFSA) (Financial Supervisory Authority of Norway) More
Poland Poland Komisja Nadzoru Finansowego (KNF) More
Portugal Portugal Comissao do Mercado de Valores Mobiliarios (CMVM) More
Romania Romania Autoritatea de Supraveghere Financiara (ASF) More
Slovak Republic Slovak Republic Národná Banka Slovenska (NBS) More
OR
More
Slovenia Slovenia Agencija za trg vrednostnih papirjev (ATVP) More
Spain Spain Comision Nacional del Mercado de Valores (CNMV) (Spanish Securities Market Commission) More
Switzerland Switzerland Swiss Financial Market Supervisory Authority (FINMA) More
Sweden Sweden Finansinspektionen (FI) (Financial Supervisory Authority) More
United Kingdom United Kingdom Financial Conduct Authority (FCA) More

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