Cross Border Passport

Licenses and Regulations

Cross Border Services: Links to all relevant EEA regulators where the Company is passported to provide Cross-Border investment services.

COUNTRY REGULATOR LINK OF CROSS-BORDER REGISTRATION
Austria Finanzmarktaufsicht (FMA) More
Bulgaria Комисията за финансов надзор (КФН - Bulgarian FSC) More
Croatia Hrvatska agencija za nadzor financijskih usluga (HANFA) More
Czech Republic Česká Národní Banka (CNB) (Czech National Bank) More
Denmark Finanstilsynet (DFSA) (Danish Financial Supervisory Authority) More
Estonia Finantsinspektsioon (FSAEE) More
Finland Finanssivalonta (FIN-FSA) (Financial Supervisory Authority of Finland) More
France Autorité des Marchés Financiers (AMF)
OR
The Financial Firms Register (REGAFI)
More
Germany Bundesanstalt fur Finanzdienstleistungsaufsicht (BaFin) (Federal Financial Supervisory Authority) More
Greece Hellenic Capital Market Commission (HCMC) More
Hungary Magyar Nemzeti Bank (MNB) (Central Bank of Hungary) More
Iceland Fjármálaeftirlitid (FME) More
Ireland Central Bank of Ireland (CBI) More
Italy Commissione Nazionale per le Societa e la Borsa (CONSOB) (National Commission for Companies and the Stock Exchange) More
Latvia Finanšu un kapitāla tirgus komisija (FKTK) More
Luxembourg Commission de Surveillance du Secteur Financier (CSSF) More
Malta Malta Financial Services Authority (MFSA) More
Netherlands De Autoriteit Financiële Markten (AFM) More
Norway Finanstilsynet (NFSA) (Financial Supervisory Authority of Norway) More
Poland Komisja Nadzoru Finansowego (KNF) More
Portugal Comissao do Mercado de Valores Mobiliarios (CMVM) More
Romania Autoritatea de Supraveghere Financiara (ASF) More
Slovak Republic Národná Banka Slovenska (NBS) More
OU
More
Slovenia Agencija za trg vrednostnih papirjev (ATVP) More
Spain Comision Nacional del Mercado de Valores (CNMV) (Spanish Securities Market Commission) More
Sweden Finansinspektionen (FI) (Financial Supervisory Authority) More
United Kingdom Financial Conduct Authority (FCA) More

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